Hua Yao
姚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Yao (姚華), a licensed Responsible Officer with CE reference AVD363. Currently licensed at 3 firm(s): Orient Asset Management (Hong Kong) Limited, Orient Securities (Hong Kong) Limited, Orient Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-11-26 | present |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-28 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-04-13 | present |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-28 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-21 | present |