Ho Chau Wong
王昊舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chau Wong (王昊舟), a licensed Responsible Officer with CE reference AYQ444. Currently licensed at 1 firm(s): Vision Capital International Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-22 | present |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2022-03-22 | present |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-18 | 2022-03-22 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-18 | 2022-03-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-06 | 2021-10-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2021-10-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-20 | 2021-10-29 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-13 | 2018-07-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-13 | 2018-07-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2015-06-05 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-14 | 2015-06-05 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2014-03-01 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-18 | 2014-03-01 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-12-15 | 2014-03-01 |