Kwok Hay Chan
陳國禧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hay Chan (陳國禧), a licensed Responsible Officer with CE reference ACA610. Currently licensed at 2 firm(s): Vantum Securities and Futures Limited, Vantum Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 37.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-27 | present |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-04-23 | present |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-10 | present |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-10 | present |
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-27 | 2023-07-31 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | 2023-07-31 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-27 | 2023-07-31 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-20 | 2021-05-20 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-20 | 2021-05-20 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-20 | 2021-05-20 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-11 | 2020-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-11 | 2020-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-11 | 2020-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2018-10-11 | 2020-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2018-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-30 | 2018-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-30 | 2018-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-30 | 2018-10-11 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-02 | 2018-04-25 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-02 | 2018-04-25 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-02 | 2018-04-25 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-02 | 2018-04-25 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-09 | 2018-03-02 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-09 | 2018-03-02 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-18 | 2016-07-13 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-07 | 2015-04-17 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-13 | 2015-04-17 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-01 | 2012-04-25 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-01 | 2012-04-25 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-15 | 2011-01-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-18 | 2011-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2009-08-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-18 | 2008-08-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2008-08-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-10-08 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-02 | 2007-10-08 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
RO | Type 4 — Advising on securities | 2005-06-07 | 2006-05-19 |