Ka Hang Lam
林家亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hang Lam (林家亨), a licensed Responsible Officer with CE reference ACB908. Currently licensed at 1 firm(s): China Demeter Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 9 — Asset management | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-08 | 2016-11-07 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-08 | 2016-11-07 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 9 — Asset management | 2016-09-08 | 2016-11-07 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-22 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 4 — Advising on securities | 2016-05-04 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 9 — Asset management | 2016-05-04 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-03 | 2016-07-22 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-05-30 | 2015-10-27 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-10-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-22 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-22 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-22 |