Royce Chi Yau Ling
凌志友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royce Chi Yau Ling (凌志友), a licensed former licensee with CE reference ACC188. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2008-10-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-31 | 2008-10-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-31 |