Barclays Capital Futures Hong Kong Limited
巴克萊期貨香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barclays Capital Futures Hong Kong Limited (巴克萊期貨香港有限公司), a Hong Kong-based licensed corporation with CE reference ABN803. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | 2005-03-31 |
| Type 5 — Advising on futures contracts | present | 2004-12-28 |
| Type 9 — Asset management | present | 2004-12-28 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rodney Ramon Banus | RO 2 | 2004-08 | 2005-01 |
| Bryan Hing Yip Chan 陳慶業 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2003-07 |
| Susan Wai-Lan Chan 陳蕙蘭 | RO 2 Rep 2 | 2004-06 | 2005-01 |
| Andrew James Devonald | RO 2 | 2004-07 | 2005-01 |
| Mitchell Man Leung Lim 林民梁 | RO 2, 5, 9 | Pre-2003 | 2004-10 |
| Steven Edward Plampin | RO 2, 5, 9 | Pre-2003 | 2003-09 |
| Warwick Owen Wright | RO 2 | 2004-01 | 2004-07 |
| Ronald King To Chan 陳景濤 | Rep 2, 5, 9 | Pre-2003 | 2003-04 |
| Chou Eng Goh | Rep 2, 5, 9 | Pre-2003 | 2005-01 |
| Hay Tsing Lau 劉希靖 | Rep 2 | 2004-10 | 2005-01 |
| Thomas Yuk Chee Lee 李旭智 | Rep 2, 5, 9 | Pre-2003 | 2004-10 |
| Royce Chi Yau Ling 凌志友 | Rep 2, 5, 9 | Pre-2003 | 2005-01 |
| James Mark Stephan | Rep 2 | 2003-12 | 2004-05 |
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