Hay Tsing Lau
劉希靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hay Tsing Lau (劉希靖), a licensed former licensee with CE reference ADE705. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2008-07-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-31 | 2008-07-31 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-29 | 2005-01-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-29 | 2005-01-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-01-13 | 2004-08-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-31 |