Scott Randall Ashton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Randall Ashton ( ), a licensed former licensee with CE reference ACC199. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperia Investment Group Hong Kong Limited |
RO | Type 9 — Asset management | 2013-12-02 | 2015-10-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-08 | 2012-08-13 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-24 | 2009-03-19 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-10-24 | 2009-03-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-08-02 | 2008-05-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-08-02 | 2008-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2008-05-19 |