Jonathan Chi Kwong Lam
林志廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Chi Kwong Lam (林志廣), a licensed Responsible Officer with CE reference ACD659. Currently licensed at 1 firm(s): Rui Feng Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-04-30 | present |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-22 | present |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | 2022-08-22 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-14 | 2021-05-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2020-10-14 | 2021-05-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2020-10-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-08-27 | 2020-10-14 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2019-09-04 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-05-18 | 2019-09-04 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-11 | 2017-05-18 |
| MIS Services Limited | RO | Type 9 — Asset management | 2013-05-24 | 2017-01-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-07-10 | 2007-02-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2006-07-10 | 2007-02-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |