Ming Wai Chow
周明偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Wai Chow (周明偉), a licensed former licensee with CE reference ACF724. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-16 | 2021-03-19 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-16 | 2021-03-19 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-16 | 2021-03-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-13 | 2016-06-29 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-29 | 2016-06-29 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2016-01-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-18 | 2015-06-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2013-04-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-10-05 | 2013-04-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-17 | 2013-04-11 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-06 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-02 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-02 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-02 |