Mona Wai King Wong
黃惠瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mona Wai King Wong (黃惠瓊), a licensed Responsible Officer with CE reference ACG986. Currently licensed at 1 firm(s): Yuet Sheung International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-10 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-10 | present |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | 2023-04-26 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-07 | 2023-04-26 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-11 | 2017-02-10 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 9 — Asset management | 2016-09-27 | 2016-12-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-25 | 2016-12-31 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-26 | 2015-09-01 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-14 | 2011-01-26 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-21 | 2009-12-07 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-02 | 2006-07-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-17 | 2005-06-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-21 | 2005-02-14 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-30 | 2004-10-12 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-18 | 2004-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 9 — Asset management | present | 2003-12-22 |