Eric Kian Hoe Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kian Hoe Lim, a licensed Responsible Officer with CE reference ACI999. Currently licensed at 1 firm(s): Aspen Hill Partners (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2009-10-05 | present |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2009-10-05 | present |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2009-05-08 | 2009-10-05 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2009-05-08 | 2009-10-05 |
| AIG Financial Products (International) Limited |
Rep | Type 1 — Dealing in securities | 2006-12-27 | 2009-04-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-28 | 2005-06-29 |