Isabella Ke Wu
吳柯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isabella Ke Wu (吳柯), a licensed former licensee with CE reference ACK248. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2006-06-07 | 2012-09-27 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2006-05-17 | 2012-09-27 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2005-12-07 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-10-05 | 2005-12-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |