Barry Hak Wai Doo
都克威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Hak Wai Doo (都克威), a licensed former licensee with CE reference ACK464. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-02 | 2013-09-17 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-02 | 2013-09-17 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-03-02 | 2013-09-17 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-24 | 2010-02-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-06 | 2010-02-06 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-05 | 2010-02-06 |