Ka Lok Kwok
郭家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Kwok (郭家樂), a licensed Responsible Officer with CE reference ACK533. Currently licensed at 1 firm(s): Emperor International Exchange (Hong Kong) Company Limited. Active regulated activities: Type 3 — Leveraged foreign exchange trading. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2022-05-31 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-11-17 | 2022-05-31 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-02-10 | 2021-11-17 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2010-11-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2021-02-10 |