Eugenio T. Tan
陳傳溜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugenio T. Tan (陳傳溜), a licensed former licensee with CE reference ACM304. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-17 | 2023-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-17 | 2023-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-01 | 2019-06-17 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-01 | 2019-06-17 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-19 | 2019-03-29 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-23 | 2018-07-19 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-25 | 2019-03-29 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-09-26 | 2016-12-31 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-22 | 2012-08-26 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-22 | 2012-08-26 |
| ASM Advisory Limited | RO | Type 6 — Advising on corporate finance | 2009-11-30 | 2010-07-14 |
| Argyle Street Management Limited | Rep | Type 4 — Advising on securities | 2008-01-08 | 2010-07-14 |
| Argyle Street Management Limited | Rep | Type 9 — Asset management | 2008-01-08 | 2010-07-14 |