Pauline Du
杜蕙林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Du (杜蕙林), a licensed former licensee with CE reference ACN133. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-07 | 2011-05-16 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-07 | 2006-11-26 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-07 | 2011-05-16 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-07 | 2006-11-26 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-20 | 2004-09-22 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-20 | 2004-09-22 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-20 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-20 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-20 |