WAG Financial Services Group Limited
華高金融服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WAG Financial Services Group Limited (華高金融服務有限公司), a Hong Kong-based licensed corporation with CE reference AIC880. Current licensed staff on file: 0 (total recorded over time: 10).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2006-12-19 |
| Type 6 — Advising on corporate finance | present | 2006-12-19 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ming Lou 劉明 | RO 6 Rep 4 | 2004-07 | 2004-08 |
| Thomas Pui Yin Pang 彭沛然 | RO 4, 6 | Pre-2003 | 2005-10 |
| King Fai Tsui 徐景輝 | RO 4, 6 | Pre-2003 | 2006-11 |
| Yiu Wa Alec Tsui 徐耀華 | RO 4, 6 | Pre-2003 | 2006-11 |
| Pauline Du 杜蕙林 | Rep 4, 6 | 2005-01 | 2006-11 |
| Gary Kin Kwong Kwok 郭建江 | Rep 4, 6 | 2004-01 | 2004-02 |
| Po Yuk Leung 梁寶玉 | Rep 4, 6 | 2003-04 | 2003-07 |
| Shirley Wai Man Poon 潘惠敏 | Rep 4, 6 | 2003-04 | 2004-12 |
| Dexter Tak Yin Tao 陶德賢 | Rep 4, 6 | Pre-2003 | 2003-09 |
| Phyllis Man Yu Tsoi 蔡敏如 | Rep 4, 6 | 2004-08 | 2006-11 |
Showing 1–10 of 10