Gary Kin Kwong Kwok
郭建江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kin Kwong Kwok (郭建江), a licensed former licensee with CE reference AGO079. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-21 | 2004-02-10 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-21 | 2004-02-10 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-21 | 2004-02-10 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-21 | 2004-02-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |