Ming Lou
劉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Lou (劉明), a licensed former licensee with CE reference AEP445. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-06 | 2022-12-01 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-04 | 2022-12-01 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-16 | 2020-05-04 |
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-07 | 2020-03-13 |
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-03 | 2020-02-07 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-03 | 2020-01-13 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-29 | 2017-01-03 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-30 | 2015-04-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-29 | 2015-03-01 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-06-30 | 2013-04-11 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 4 — Advising on securities | 2004-10-21 | 2005-03-29 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-21 | 2010-06-23 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-26 | 2004-10-21 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-26 | 2004-10-21 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-09 | 2004-08-26 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-09 | 2004-08-26 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-09 | 2004-08-26 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-09 | 2004-08-26 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-04 |