Doge Woon Kuen Yiu
姚煥娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doge Woon Kuen Yiu (姚煥娟), a licensed former licensee with CE reference ACN829. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2018-03-05 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-07 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-09 |