Darius Lai Yan Yuen
阮勵欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darius Lai Yan Yuen (阮勵欣), a licensed Responsible Officer with CE reference ACO079. Currently licensed at 1 firm(s): ZhongYi Investment Managers Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-03 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 — Asset management | 2018-05-16 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-23 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-08 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-08 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |