Ka Wing Cho
曹家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Cho (曹家榮), a licensed Responsible Officer with CE reference ACO193. Currently licensed at 2 firm(s): Prime China Investments and Advisory Limited, Prime China Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-24 | present |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
Rep | Type 9 — Asset management | 2019-09-24 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-29 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-29 | present |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-28 | 2019-05-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-13 | 2019-02-21 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-29 | 2017-08-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-29 | 2013-11-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2013-11-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-17 | 2008-03-03 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-01-03 |