Raymond Pak Ho Poon
潘栢豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Pak Ho Poon (潘栢豪), a licensed former licensee with CE reference ACO263. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trinity Financial Group Limited |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2019-10-16 |
| Trinity Corporate Finance Limited |
RO | Type 6 — Advising on corporate finance | 2019-01-07 | 2020-05-04 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-24 | 2015-10-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2015-05-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-27 | 2015-10-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-27 | 2015-10-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2012-09-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2012-09-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-23 |