Yu Sung Oh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Sung Oh ( ), a licensed former licensee with CE reference ACO294. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-11-12 | 2005-06-08 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-08-18 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2007-08-18 |