Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daewoo Securities (Hong Kong) Limited (大宇證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ACO292. Current licensed staff on file: 0 (total recorded over time: 71). Earliest licence on file: 2012-02-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-02-28 |
| Type 4 — Advising on securities | present | 2017-02-28 |
| Type 6 — Advising on corporate finance | 2012-02-17 | 2017-02-28 |
| Type 6 — Advising on corporate finance | present | 2004-11-09 |
| Type 9 — Asset management | 2012-02-17 | 2017-02-28 |
| Type 9 — Asset management | present | 2004-11-09 |
Licensed staff (all-time) (71)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mingzhe Jin 金明哲 | RO 6 Rep 1, 4 | 2010-01 | 2017-02 |
| Myung Joo |