Peter Sin Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Sin Kim, a licensed Representative with CE reference AFF924. Currently licensed at 1 firm(s): KB Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2019-12-31 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-31 | 2015-05-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-31 | 2015-05-01 |
| Apus Investments Limited |
RO | Type 9 — Asset management | 2008-09-04 | 2012-04-21 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2006-10-01 | 2008-06-30 |
| Asia Absolute Advisors Limited |
Rep | Type 9 — Asset management | 2005-08-12 | 2006-09-22 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-07-07 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-05 |