Hanjae Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanjae Kim ( ), a licensed former licensee with CE reference BDJ964. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-10-28 | 2017-09-29 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-10-28 | 2017-09-29 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2015-10-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-09 | 2015-10-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-09 | 2015-10-01 |