David Hyung-Tek Lee
李享澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Hyung-Tek Lee (李享澤), a licensed former licensee with CE reference AOV740. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HWA Asset Management Limited 惠微資產管理有限公司 |
RO | Type 9 — Asset management | 2023-11-22 | 2025-12-29 |
| Axial Partners Limited | RO | Type 4 — Advising on securities | 2021-10-27 | 2022-08-26 |
| Axial Partners Limited | RO | Type 9 — Asset management | 2021-10-27 | 2022-08-26 |
| TVM Capital China Limited |
RO | Type 4 — Advising on securities | 2016-04-29 | 2018-01-31 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-27 | 2014-01-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-02-27 | 2014-01-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-02-27 | 2014-01-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2013-02-27 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-12 | 2013-02-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-03 | 2007-09-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-03 | 2007-09-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-03 | 2007-09-10 |