Hee Kwon Kim
金曦權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hee Kwon Kim (金曦權), a licensed former licensee with CE reference AWL172. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-01 | 2017-12-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-01 | 2017-12-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-01 | 2017-12-29 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-02 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-02 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-02-17 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-08 | 2012-03-02 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-08 | 2012-03-02 |