Siu Kuen Yeung
楊少娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Yeung (楊少娟), a licensed former licensee with CE reference ACP013. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-12 | 2022-01-13 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-13 | 2022-01-13 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-11 | 2016-06-10 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-11 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |