Sorrento Securities Limited

擎天證券有限公司
CE No. BHG995 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sorrento Securities Limited (擎天證券有限公司), a Hong Kong-based licensed corporation with CE reference BHG995. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 7 (total recorded over time: 22). Earliest licence on file: 2016-07-13.

Registered address

Room 1208, 12/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2016-07-13 present
Type 4 — Advising on securities 2017-09-12 present

Licensed staff (all-time) (22)
Active on date

Name Activities First licensed To
Jacky Yu Kit Chan 陳宇傑 RO 1 2017-09 2018-09
Wing Yiu Cheung 張永堯 RO 1, 4 Rep 1, 4 2018-05 Present
Ho Tung Chung 鍾浩東 RO 1 2019-06 2022-07
Tik On Lam 林迪安 RO 1, 4 Rep 1 2021-11 Present
Tommy Chun Wai Pang 彭震威 RO 1, 4 Rep 1 2017-03 2017-10
Wai Fung Tang 鄧偉鋒 RO 1 2016-07 2017-03
Hiu Yeung Wong 黃曉陽 RO 1, 4 2022-10 2023-04
Siu Kuen Yeung 楊少娟 RO 1, 4 2016-07 2022-01
Hung Tat Chan 陳雄達 Rep 1 2018-09 Present
Man Fung (SFC:AUE707) Chan 陳文鋒 Rep 1 2024-07 2025-08
Wing Yuen Chan 陳永源 Rep 1 2018-09 Present
Yuk Lan Chau 鄒玉蘭 Rep 1 2016-10 Present
Hing Fung Cho 曹慶豐 Rep 1 2018-01 2024-09
Coey Ho Yin Choi 蔡可然 Rep 1 2020-12 2021-03
Bruce Kin Wa Lau 劉建華 Rep 1 2016-10 2021-12
Wai Mun O 柯惠汶 Rep 1 2020-11 2024-03
Cheuk Fai Poon 潘卓輝 Rep 1 2019-07 Present
Kwan Kit Sit 薛君杰 Rep 1 2016-10 2018-04
Yan Nga Tsui 徐欣雅 Rep 1 2021-03 Present
Kin Fai (SFC:BSM479) Wong 黃健輝 Rep 1, 4 2022-08 2023-12
Phoebe Tsz Ying Wong 王芷瑩 Rep 1 2017-02 2022-03
Pui Kei Yuen 袁佩淇 Rep 1 2016-11 2022-08
Showing 1–22 of 22

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related