Tommy Chun Wai Pang
彭震威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chun Wai Pang (彭震威), a licensed former licensee with CE reference APV527. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-17 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-17 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-09 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | 2023-12-29 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-16 | 2019-12-24 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-12 | 2017-10-31 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-13 | 2017-10-31 |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-20 | 2017-04-13 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-15 | 2017-03-10 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-06-15 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-07-10 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-07 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-27 | 2014-11-07 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-17 | 2016-06-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-20 | 2009-07-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2009-07-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-18 | 2009-07-04 |