Hiu Yeung Wong
黃曉陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yeung Wong (黃曉陽), a licensed Responsible Officer with CE reference BAH384. Currently licensed at 1 firm(s): Sorrento Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Capital Limited 擎天資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-03-21 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-27 | 2023-04-27 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-27 | 2023-04-27 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2015-10-07 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-13 | 2015-10-07 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-08 | 2013-11-15 |