Wai Fung Tang
鄧偉鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fung Tang (鄧偉鋒), a licensed Responsible Officer with CE reference ATN569. Currently licensed at 1 firm(s): SAGACIOUS TREE ASSET MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAGACIOUS TREE ASSET MANAGEMENT LIMITED 格睿资產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-03 | present |
| SAGACIOUS TREE ASSET MANAGEMENT LIMITED 格睿资產管理有限公司 |
RO | Type 9 — Asset management | 2025-12-03 | present |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2025-03-05 | 2025-04-14 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2025-03-05 | 2025-04-14 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 — Asset management | 2025-03-05 | 2025-04-14 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-11 | 2024-05-22 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 9 — Asset management | 2023-05-11 | 2024-05-22 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-28 | 2023-05-11 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
Rep | Type 9 — Asset management | 2023-04-28 | 2023-05-11 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | 2022-12-23 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-01-18 | 2022-12-23 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2022-12-23 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2021-01-18 | 2022-12-23 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-15 | 2021-01-18 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-15 | 2021-01-18 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-15 | 2021-01-18 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 9 — Asset management | 2021-01-15 | 2021-01-18 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 4 — Advising on securities | 2020-10-22 | 2021-01-14 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 9 — Asset management | 2020-10-22 | 2021-01-14 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-17 | 2021-01-14 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-17 | 2021-01-14 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-29 | 2020-08-17 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-29 | 2020-08-17 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-21 | 2020-05-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-30 | 2020-05-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-30 | 2020-05-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2018-05-30 | 2020-05-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-05-30 |
| Conrad Investment Services Limited |
RO | Type 2 — Dealing in futures contracts | 2018-01-30 | 2018-04-30 |
| Conrad Investment Services Limited |
RO | Type 1 — Dealing in securities | 2017-05-18 | 2018-04-30 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-13 | 2017-03-24 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-02 | 2016-06-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-03-02 | 2016-06-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-23 | 2016-03-02 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-23 | 2016-03-02 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2016-02-23 | 2016-06-30 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-10 | 2016-02-01 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-22 | 2016-02-01 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2015-04-10 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-10 | 2016-02-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-13 | 2014-06-12 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2014-06-12 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2014-06-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-03-04 | 2010-06-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-02 | 2010-06-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2010-06-06 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-11 | 2010-06-06 |