Tik On Lam
林迪安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tik On Lam (林迪安), a licensed Responsible Officer with CE reference BFD374. Currently licensed at 1 firm(s): Sorrento Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-17 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-20 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-25 | 2022-01-20 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-20 | 2021-11-21 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-29 | 2020-05-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-19 | 2019-12-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-23 | 2019-12-18 |