Wing Yiu Cheung
張永堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Cheung (張永堯), a licensed Responsible Officer with CE reference ARO507. Currently licensed at 1 firm(s): Sorrento Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-09 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-21 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-06-21 |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-02 | 2019-01-09 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-04 | 2018-04-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-24 | 2018-04-30 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2017-12-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-13 | 2016-05-16 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-13 | 2016-05-16 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-13 | 2016-05-16 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-05-13 | 2016-05-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-06-21 | 2015-04-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-07 | 2015-04-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-07 | 2015-04-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-07 | 2015-04-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-09 | 2011-06-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-01 | 2011-06-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2011-06-11 |