Kwan Kit Sit
薛君杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kit Sit (薛君杰), a licensed Responsible Officer with CE reference AZQ787. Currently licensed at 1 firm(s): Rising Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-23 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-23 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 9 — Asset management | 2024-08-23 | present |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 — Asset management | 2021-11-16 | 2023-12-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-30 | 2023-01-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 — Advising on securities | 2021-03-30 | 2023-12-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-17 | 2020-06-30 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-25 | 2019-03-11 |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-06 | 2018-04-15 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-22 | 2016-06-08 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2015-07-16 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-19 | 2015-07-16 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-02 | 2014-08-07 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2014-08-07 |