Yuk Lan Chau
鄒玉蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Lan Chau (鄒玉蘭), a licensed Representative with CE reference BGC843. Currently licensed at 1 firm(s): Sorrento Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-18 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-07 | 2016-05-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-03-07 | 2016-05-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2015-12-18 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2015-12-18 |