Ying Hung (SFC:ACP023) Li
李影虹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Hung (SFC:ACP023) Li (李影虹), a licensed former licensee with CE reference ACP023. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-17 | 2021-03-31 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-15 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-21 | 2016-05-17 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-11 | 2006-12-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |