Yee Sum Lee
李苡芯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Sum Lee (李苡芯), a licensed former licensee with CE reference ACP235. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2018-08-28 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-13 | 2013-03-04 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-08 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |