Lydia Wing Yu Chau
周穎愉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lydia Wing Yu Chau (周穎愉), a licensed former licensee with CE reference ACP445. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2012-10-12 | 2019-09-17 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2012-10-12 | 2019-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-21 | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2021-09-17 |