Daryl Kwok Tat Chan
陳國達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daryl Kwok Tat Chan (陳國達), a licensed former licensee with CE reference ACP833. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-11 | 2023-11-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-11 | 2023-11-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-11 | 2023-11-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-11 | 2023-11-30 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-01-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-01-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-01-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-28 | 2019-01-11 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2008-09-12 | 2016-05-09 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-12 | 2016-05-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-31 | 2008-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-31 | 2008-03-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2006-03-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-05 | 2006-03-23 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-05 | 2006-03-23 |