Kwok Cheung Tam
譚國章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Tam (譚國章), a licensed former licensee with CE reference ACQ156. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-20 | 2012-11-24 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-14 | 2012-11-24 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2009-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-05-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |