Hoi Fung Lam
林海峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Fung Lam (林海峰), a licensed former licensee with CE reference ACQ501. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-19 | 2022-10-01 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-19 | 2004-08-26 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-19 |
| SPS Research Limited 新寶城資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-19 |
| SPS Research Limited 新寶城資料研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-18 |