SPS Investment Services Limited

新寶城投資顧問有限公司

CE No. AAI641 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPS Investment Services Limited (新寶城投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference AAI641. Currently licensed for regulated activity type(s) 4 — Advising on securities. Current licensed staff on file: 3 (total recorded over time: 8).

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Registered address

2/F, Pinnacle Building, No.9 Ship Street, Wanchai

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 1 — Dealing in securities	present	2003-10-02
Type 6 — Advising on corporate finance	present	2018-04-13
Type 9 — Asset management	present	2005-02-04

Licensed staff (all-time) (8)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Wai Ming Lau 劉偉明	RO 4, 6 Rep 1	Pre-2003	Present
David Cheung Fung Poon 潘長風	RO 4, 6, 9 Rep 1, 9	Pre-2003	Present
Albert Ming Hing Lam 林明興	Rep 1	Pre-2003	2003-10
Hoi Fung Lam 林海峰	Rep 1	Pre-2003	2003-08
Vincent Chi Ching Lau 劉志楨	Rep 1	Pre-2003	2003-10
Man Hong Li 李民康	Rep 4	2016-02	Present
Kwok Hing Ting 丁國慶	Rep 1	Pre-2003	2003-10
Wai Chi (SFC:ADI950) Wong 黃偉志	Rep 1	Pre-2003	2003-10