Albert Ming Hing Lam
林明興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Ming Hing Lam (林明興), a licensed Representative with CE reference AAY364. Currently licensed at 1 firm(s): Corporate Brokers Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-02 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-30 | 2023-04-28 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-30 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-28 |