Wai Chi (SFC:ADI950) Wong
黃偉志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi (SFC:ADI950) Wong (黃偉志), a licensed former licensee with CE reference ADI950. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2022-10-02 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-11 | 2020-11-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2015-01-19 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-30 | 2008-03-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-03 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2006-05-03 |