Voon San Lai
賴汶山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Voon San Lai (賴汶山), a licensed former licensee with CE reference ACQ503. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Private Markets (HK) Limited |
Rep | Type 1 — Dealing in securities | 2021-12-09 | 2022-02-25 |
| Gateway Private Markets (HK) Limited |
Rep | Type 9 — Asset management | 2021-12-09 | 2022-02-25 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-05 | 2017-06-21 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 4 — Advising on securities | 2017-04-05 | 2017-06-21 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 9 — Asset management | 2017-04-05 | 2017-06-21 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-23 | 2017-06-21 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2013-07-23 | 2017-06-21 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2017-06-21 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2017-06-21 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-07-23 | 2017-06-21 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2013-07-23 | 2017-06-21 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-29 | 2013-05-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2013-05-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-20 | 2011-09-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-03 |