Kwok Man Lau
劉國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Man Lau (劉國文), a licensed Representative with CE reference ACR615. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-05 | 2022-06-30 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-23 | 2021-01-01 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-03-16 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-29 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-29 |